Alex counsels business clients with all aspects of securities law, including the structuring of public and private securities offerings and merger and acquisition, reorganization, tender offer, and going-private transactions.
Prior to joining Taft, Alex served for six years as the Securities Commissioner for the Indiana Secretary of State, where he led all registration, enforcement, and education operations of the Indiana Securities Division. Before his appointment, he served in the roles of Chief Deputy Securities Commissioner, Enforcement Attorney, and Enforcement Investigator.
He earned his B.S. from Indiana University - Kelley School of Business and his J.D. from Indiana University McKinney School of Law.
Recipient, Outstanding Service Award, NASAA Annual Conference (2021)
All Service Areas
- Indiana University Robert H. McKinney School of Law (2006)
- Indiana University (2003)
- State - Indiana
- North American Securities Administrators Association (NASAA)
Crisis Planning and Recovery Board Committee (2020-2021)
COVID-19 Working Group (2020)
Investment Adviser Continuing Education Board Committee (2019-2020)
Broker-Dealer Section Committee (2017-2018)
Investment Adviser Section Committee (2016-2021)
Senior Issues & Diminished Capacity Board Committee (2016-2021)
Member Services Board Committee (2015-2018)
State Legislation Board Committee (2015-2019)
- Indiana Council for Economic Education (ICEE)
Advisory Board (2015-2021)
- United States Securities and Exchange Commission (SEC)
Asset Management Advisory Committee (2019-2021)
- Investor Protection Trust (IPT)