Alan Gilbert

Alan focuses his practice on securities, corporate finance and capital markets transactions, mergers and acquisitions, and general corporate and commercial affairs. He represents public and private companies in various types of registered and unregistered financing transactions, including IPOs and underwritten follow-on offerings, registered direct offerings, PIPE (private investment in public equity) financings, rights offerings, reverse merger transactions, venture capital investments, retail private placements. He also advises investment banks that assist companies in raising capital.

Alan advises public companies on SEC regulatory compliance, corporate governance, and executive compensation matters and also represents both purchasers and sellers in merger and acquisition transactions.

Alan’s exceptional work and dedication to the principles of the legal profession have earned him recognition from his colleagues. His profound understanding of the law, strong work ethic, and staunch advocacy for his clients distinguish him from other attorneys in the field.

• Served as issuer’s counsel in connection with initial public offerings, follow-on public offerings, registered direct offerings, rights offerings, PIPE financings, equity line financings, and other public financing transactions, including for several NASDAQ and NYSE American exchange listed companies.
• Served as underwriter and placement agent counsel in connection with public and private securities offerings.
• Served as counsel to public reporting companies in connection with public disclosure requirements and compliance with SEC reporting rules and stock exchange initial and continued listing requirements.
• Served as purchaser’s counsel and seller’s counsel in connection with various sale of business transactions.

• Co-author, Chapter 2, “Choice of Entity,” Corporations Deskbook, Minnesota CLE, 1st ed. (2017 update).