Challenges Facing Boards of Directors: Key Issues in SEC Disclosure & Enforcement
For Boards of Directors & Their Advisors
CHALLENGES FACING BOARDS OF DIRECTORS:
KEY ISSUES IN SEC DISCLOSURE & ENFORCEMENT
Thursday, October 28, 2010, 8:30 – 10:30 A.M. (8:00 A.M. Registration)
U.S. Bank Tower, Second Floor, 425 Walnut Street, Cincinnati
There is no fee to attend, and continental breakfast will be served.
Two hours of Ohio, Indiana, and Kentucky CLE credit will be provided.
With a slow economy, a quickly evolving legal landscape and major new enforcement initiatives by the U.S. government, directors and senior managers of public companies face a challenging and uncertain regulatory environment. Our distinguished speakers will discuss the SEC’s current views on emerging issues in enforcement and disclosure; how the changing regulatory environment may affect public company compliance; internal investigations; audit committee best practices; the FCPA and other international enforcement issues; and regulators’ increased interest in pursuing individuals in corporate investigations. They will also discuss what companies and their boards should do now to address these key issues.
The Directors Roundtable Institute is a not-for-profit which organizes worldwide programming for Directors and their advisors.
John Sikora, Jr.Assistant Director, Enforcement Division
U.S. Securities and Exchange Commission
William HuntFirst Assistant U.S. Attorney
U.S. Attorney’s Office, Southern District of Ohio
Corey Martens Managing Director, Dispute Analysis & Forensics
Alvarez & Marsal
Ralph Kohnen Partners, Taft Stettinius & Hollister LLP
REGISTRATION: To register, log on to our Website www.directorsroundtable.com and click on "Current Events and Registration." To contact us, call Karen Todd at (727) 493-2067 or e-mail Jack Friedman, Chairman of the Directors Roundtable, at firstname.lastname@example.org.
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